Teresa Shue Yung Wong
王樹蓉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Teresa Shue Yung Wong (王樹蓉), CE reference AAC301. Currently licensed at 1 firm(s): Victory Securities Company Limited. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Victory Securities Company Limited 勝利證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-12-28 | present |
| Victory Securities Company Limited 勝利證券有限公司 |
Rep | Type 4 — Advising on securities | 2006-12-28 | 2009-01-01 |
| Tiffit Securities (Hong Kong) Limited 大發証券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2006-07-06 | 2006-08-25 |
| Tiffit Securities (Hong Kong) Limited 大發証券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2006-07-06 | 2006-08-25 |
| Tiffit Securities (Hong Kong) Limited 大發証券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-03-09 | 2006-07-06 |
| Tiffit Securities (Hong Kong) Limited 大發証券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2006-03-09 | 2006-07-06 |
| Luen Fat Securities Company Limited 聯發證券有限公司 |
RO | Type 1 — Dealing in securities | present | 2006-02-16 |
| Luen Fat Securities Company Limited 聯發證券有限公司 |
RO | Type 4 — Advising on securities | present | 2006-02-16 |
| Luen Fat Securities Company Limited 聯發證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2005-01-05 |
| Luen Fat Securities Company Limited 聯發證券有限公司 |
RO | Type 9 — Asset management | present | 2005-01-05 |