Pui Chuen Chan
陳沛泉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pui Chuen Chan (陳沛泉), CE reference BBM234. Currently licensed at 1 firm(s): Victory Securities Company Limited. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Victory Securities Company Limited 勝利證券有限公司 |
RO | Type 4 — Advising on securities | 2023-01-09 | present |
| Victory Securities Company Limited 勝利證券有限公司 |
RO | Type 9 — Asset management | 2023-01-09 | present |
| Victory Securities Company Limited 勝利證券有限公司 |
RO | Type 1 — Dealing in securities | 2020-04-06 | present |
| Victory Securities Company Limited 勝利證券有限公司 |
Rep | Type 9 — Asset management | 2017-07-07 | 2023-01-09 |
| Victory Securities Company Limited 勝利證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-07-24 | 2020-04-06 |