William Kam Wai Chan
陳錦威
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for William Kam Wai Chan (陳錦威), CE reference AAF398. Currently licensed at 1 firm(s): Victory Securities Company Limited. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Victory Securities Company Limited 勝利證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-12-03 | present |
| Ten & Ten Securities Company 全美證券行 |
Rep | Type 1 — Dealing in securities | present | 2004-11-30 |
| Ten & Ten Securities Company 全美證券行 |
Rep | Type 4 — Advising on securities | present | 2003-11-10 |
| Ten & Ten Securities Company 全美證券行 |
Rep | Type 6 — Advising on corporate finance | present | 2003-11-10 |
| Ten & Ten Securities Company 全美證券行 |
Rep | Type 9 — Asset management | present | 2003-11-10 |