Pui Chi Luk
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pui Chi Luk (陸佩芝), a licensed Responsible Officer with CE reference AWJ279. Currently licensed at 2 firm(s): Guolian Securities International Capital Co., Limited, Guolian Securities International Capital Market Co., Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 6 - Advising on corporate finance. This person has 11.7 years of SFC licence history. Total licence records on file: 24.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guolian Securities International Capital Co., Limited 國聯證券國際金融有限公司 |
Rep | Type 1 - Dealing in securities | 2026-03-20 | present |
| Guolian Securities International Capital Co., Limited 國聯證券國際金融有限公司 |
Rep | Type 4 - Advising on securities | 2026-03-20 | present |
| Guolian Securities International Capital Market Co., Limited 國聯證券國際資本市場有限公司 |
RO | Type 6 - Advising on corporate finance | 2026-01-06 | present |
| Guolian Securities International Capital Market Co., Limited 國聯證券國際資本市場有限公司 |
Rep | Type 6 - Advising on corporate finance | 2025-11-06 | 2026-01-06 |
| CEB International Capital Corporation Limited 光銀國際資本有限公司 |
RO | Type 1 - Dealing in securities | 2024-02-16 | 2024-05-05 |
| CEB International Capital Corporation Limited 光銀國際資本有限公司 |
RO | Type 4 - Advising on securities | 2024-02-16 | 2024-05-05 |
| CEB International Capital Corporation Limited 光銀國際資本有限公司 |
RO | Type 6 - Advising on corporate finance | 2024-02-16 | 2024-05-05 |
| CEB International Capital Corporation Limited 光銀國際資本有限公司 |
Rep | Type 6 - Advising on corporate finance | 2023-11-10 | 2024-02-16 |
| Hong Tai Capital (Hong Kong) Limited 洪泰資本(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2023-09-06 | 2023-10-25 |
| Sunny Fortune Capital Limited 日進資本有限公司 |
RO | Type 1 - Dealing in securities | 2021-02-18 | 2023-01-25 |
| Sunny Fortune Capital Limited 日進資本有限公司 |
RO | Type 6 - Advising on corporate finance | 2021-02-18 | 2023-01-25 |
| Sunny Fortune Capital Limited 日進資本有限公司 |
Rep | Type 1 - Dealing in securities | 2021-01-11 | 2021-02-18 |
| Sunny Fortune Capital Limited 日進資本有限公司 |
Rep | Type 4 - Advising on securities | 2021-01-11 | 2023-01-25 |
| Sunny Fortune Capital Limited 日進資本有限公司 |
Rep | Type 6 - Advising on corporate finance | 2021-01-11 | 2021-02-18 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-07-24 | 2020-04-17 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2017-07-24 | 2020-04-17 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 4 - Advising on securities | 2017-07-24 | 2020-04-17 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2017-07-24 | 2020-04-17 |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2016-09-28 | 2017-07-12 |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2016-09-28 | 2017-07-12 |
| China Everbright Capital Limited 中國光大融資有限公司 |
Rep | Type 1 - Dealing in securities | 2011-08-19 | 2015-09-10 |
| China Everbright Capital Limited 中國光大融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2011-08-19 | 2015-09-10 |
| Platinum Securities Company Limited 百德能證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-11-24 | 2011-07-12 |
| Platinum Securities Company Limited 百德能證券有限公司 |
Rep | Type 6 - Advising on corporate finance | 2010-11-24 | 2011-07-12 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Pui Chi Luk during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.