Lok Wa Wong
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lok Wa Wong (黃洛樺), a licensed Responsible Officer with CE reference AVY716. Currently licensed at 1 firm(s): RaffAello Securities (HK) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 15.9 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RaffAello Securities (HK) Limited | RO | Type 4 - Advising on securities | 2020-03-19 | present |
| RaffAello Securities (HK) Limited | RO | Type 1 - Dealing in securities | 2018-09-20 | present |
| RaffAello Securities (HK) Limited | Rep | Type 1 - Dealing in securities | 2012-03-07 | 2018-09-20 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-09-28 | 2012-02-25 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Lok Wa Wong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.