Yang Yang
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yang Yang (楊陽), a licensed Responsible Officer with CE reference AVK963. Currently licensed at 2 firm(s): CITIC Securities (Hong Kong) Limited, CLSA Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 6 - Advising on corporate finance. This person has 13.8 years of SFC licence history. Total licence records on file: 20.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2026-09-10 | present |
| CLSA Limited 中信里昂證券有限公司 |
RO | Type 1 - Dealing in securities | 2026-09-10 | present |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2026-09-10 | present |
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 |
RO | Type 1 - Dealing in securities | 2023-06-13 | 2026-06-29 |
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2023-06-13 | 2026-06-29 |
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 |
Rep | Type 1 - Dealing in securities | 2023-03-20 | 2023-06-13 |
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2023-03-20 | 2023-06-13 |
| China Industrial Securities International Capital Limited 興證國際融資有限公司 |
RO | Type 1 - Dealing in securities | 2021-07-07 | 2023-02-28 |
| China Industrial Securities International Capital Limited 興證國際融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2021-07-07 | 2023-02-28 |
| China Industrial Securities International Capital Limited 興證國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2021-01-20 | 2021-07-07 |
| WRise Capital Limited 昇世資本有限公司 |
RO | Type 6 - Advising on corporate finance | 2018-10-25 | 2020-12-24 |
| WRise Capital Limited 昇世資本有限公司 |
Rep | Type 6 - Advising on corporate finance | 2018-08-29 | 2018-10-25 |
| KGI Capital Asia Limited 凱基金融亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2017-12-28 | 2018-07-31 |
| KGI Capital Asia Limited 凱基金融亞洲有限公司 |
RO | Type 6 - Advising on corporate finance | 2017-12-28 | 2018-07-31 |
| KGI Capital Asia Limited 凱基金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2015-05-11 | 2017-12-28 |
| KGI Capital Asia Limited 凱基金融亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2015-05-11 | 2018-07-31 |
| KGI Capital Asia Limited 凱基金融亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2015-05-11 | 2017-12-28 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2012-03-05 | 2013-11-06 |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-07-07 | 2011-06-25 |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2010-07-07 | 2011-06-25 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yang Yang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.