Wing Tai Ng
吳永泰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wing Tai Ng (吳永泰), a licensed former licensee with CE reference AUZ073. This person has 11.1 years of SFC licence history. Total licence records on file: 10.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Chartwell Capital Limited 大正資本有限公司 |
Rep | Type 9 - Asset management | 2020-12-28 | 2021-10-04 |
| Chartwell Capital Limited 大正資本有限公司 |
Rep | Type 4 - Advising on securities | 2020-11-26 | 2021-10-04 |
| Dongxing Securities (Hong Kong) Asset Management Company Limited 東興證券(香港)資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2020-07-30 | 2020-09-30 |
| Fosun International Securities Limited 復星國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2020-04-07 | 2020-07-03 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 4 - Advising on securities | 2018-05-11 | 2020-03-05 |
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2016-10-24 | 2018-05-07 |
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-04-22 | 2017-02-20 |
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2015-04-27 | 2016-04-08 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2014-09-01 | 2015-04-01 |
| South China Research Limited 南華資料研究有限公司 |
Rep | Type 4 - Advising on securities | 2010-03-29 | 2014-08-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wing Tai Ng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.