Shung Kai Ng
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shung Kai Ng (吳崇佳), a licensed Responsible Officer with CE reference ARE819. Currently licensed at 1 firm(s): Tianlong Securities Co., Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 14.6 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tianlong Securities Co., Limited 天龍證券股份有限公司 |
RO | Type 1 - Dealing in securities | 2025-09-22 | present |
| Tianlong Securities Co., Limited 天龍證券股份有限公司 |
RO | Type 4 - Advising on securities | 2023-12-19 | present |
| Tianlong Securities Co., Limited 天龍證券股份有限公司 |
RO | Type 9 - Asset management | 2023-12-19 | present |
| Schonfeld Strategic Advisors (Hong Kong) Limited | Rep | Type 9 - Asset management | 2022-10-17 | 2023-02-17 |
| Pinerion Investment Advisory Limited 鼎安投資顧問有限公司 |
RO | Type 4 - Advising on securities | 2017-06-26 | 2021-09-30 |
| Pinerion Asset Management Limited 鼎安資產管理有限公司 |
RO | Type 9 - Asset management | 2016-04-19 | 2021-09-06 |
| Generali Investments Asia Limited 忠利投資亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2015-12-21 | 2016-04-15 |
| Generali Investments Asia Limited 忠利投資亞洲有限公司 |
Rep | Type 5 - Advising on futures contracts | 2015-12-21 | 2016-04-15 |
| Generali Investments Asia Limited 忠利投資亞洲有限公司 |
Rep | Type 9 - Asset management | 2013-07-30 | 2016-04-15 |
| Wharton Investment Advisors Limited | Rep | Type 4 - Advising on securities | 2008-07-11 | 2011-12-31 |
| Wharton Investment Advisors Limited | Rep | Type 5 - Advising on futures contracts | 2008-07-11 | 2011-12-31 |
| Wharton Investment Advisors Limited | Rep | Type 9 - Asset management | 2008-07-11 | 2011-12-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Shung Kai Ng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.