Shuk Yi Zoe Chow
鄒淑宜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shuk Yi Zoe Chow (鄒淑宜), a licensed former licensee with CE reference AVP865. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pinerion Investment Advisory Limited 鼎安投資顧問有限公司 |
Rep | Type 4 — Advising on securities | 2019-11-18 | 2020-10-09 |
| Pinerion Asset Management Limited 鼎安資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-11-18 | 2020-10-09 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-08-09 | 2016-11-04 |