Wai Ha Wong
黃慧霞
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Ha Wong (黃慧霞), a licensed former licensee with CE reference AQI375. This person has 12.8 years of SFC licence history. Total licence records on file: 18.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 - Dealing in securities | 2024-02-01 | 2024-05-08 |
| South China Research Limited 南華資料研究有限公司 |
Rep | Type 4 - Advising on securities | 2024-02-01 | 2024-05-08 |
| South China Investment Management Limited 南華投資管理有限公司 |
Rep | Type 9 - Asset management | 2024-02-01 | 2024-05-08 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 - Dealing in securities | 2022-09-20 | 2022-11-16 |
| South China Research Limited 南華資料研究有限公司 |
Rep | Type 4 - Advising on securities | 2022-09-20 | 2022-11-16 |
| South China Investment Management Limited 南華投資管理有限公司 |
Rep | Type 9 - Asset management | 2022-09-20 | 2022-11-16 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
Rep | Type 1 - Dealing in securities | 2022-03-31 | 2022-04-05 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
Rep | Type 4 - Advising on securities | 2022-03-31 | 2022-04-05 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
Rep | Type 9 - Asset management | 2022-03-31 | 2022-04-05 |
| PSI Capital Asia Limited | Rep | Type 1 - Dealing in securities | 2018-05-14 | 2020-08-17 |
| PSI Capital Asia Limited | Rep | Type 4 - Advising on securities | 2018-05-14 | 2020-08-17 |
| Generali Investments Asia Limited 忠利投資亞洲有限公司 |
RO | Type 5 - Advising on futures contracts | 2015-09-17 | 2018-04-30 |
| Generali Investments Asia Limited 忠利投資亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2014-05-15 | 2018-04-30 |
| Generali Investments Asia Limited 忠利投資亞洲有限公司 |
Rep | Type 9 - Asset management | 2013-08-13 | 2018-04-30 |
| Generali Investments Asia Limited 忠利投資亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-09-11 | 2014-07-24 |
| Generali Investments Asia Limited 忠利投資亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2008-03-10 | 2014-05-15 |
| Generali Investments Asia Limited 忠利投資亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2008-03-10 | 2018-04-30 |
| Generali Investments Asia Limited 忠利投資亞洲有限公司 |
Rep | Type 5 - Advising on futures contracts | 2008-03-10 | 2015-09-17 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Ha Wong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.