Wai Ha Wong
黃慧霞
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Ha Wong (黃慧霞), a licensed former licensee with CE reference AQI375. Total licence records on file: 18.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2024-02-01 | 2024-05-08 |
| South China Research Limited 南華資料研究有限公司 |
Rep | Type 4 — Advising on securities | 2024-02-01 | 2024-05-08 |
| South China Investment Management Limited 南華投資管理有限公司 |
Rep | Type 9 — Asset management | 2024-02-01 | 2024-05-08 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2022-09-20 | 2022-11-16 |
| South China Research Limited 南華資料研究有限公司 |
Rep | Type 4 — Advising on securities | 2022-09-20 | 2022-11-16 |
| South China Investment Management Limited 南華投資管理有限公司 |
Rep | Type 9 — Asset management | 2022-09-20 | 2022-11-16 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
Rep | Type 1 — Dealing in securities | 2022-03-31 | 2022-04-05 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2022-03-31 | 2022-04-05 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
Rep | Type 9 — Asset management | 2022-03-31 | 2022-04-05 |
| PSI Capital Asia Limited |
Rep | Type 1 — Dealing in securities | 2018-05-14 | 2020-08-17 |
| PSI Capital Asia Limited |
Rep | Type 4 — Advising on securities | 2018-05-14 | 2020-08-17 |
| Generali Investments Asia Limited 忠利投資亞洲有限公司 |
RO | Type 5 — Advising on futures contracts | 2015-09-17 | 2018-04-30 |
| Generali Investments Asia Limited 忠利投資亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2014-05-15 | 2018-04-30 |
| Generali Investments Asia Limited 忠利投資亞洲有限公司 |
Rep | Type 9 — Asset management | 2013-08-13 | 2018-04-30 |
| Generali Investments Asia Limited 忠利投資亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-09-11 | 2014-07-24 |
| Generali Investments Asia Limited 忠利投資亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2008-03-10 | 2014-05-15 |
| Generali Investments Asia Limited 忠利投資亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2008-03-10 | 2018-04-30 |
| Generali Investments Asia Limited 忠利投資亞洲有限公司 |
Rep | Type 5 — Advising on futures contracts | 2008-03-10 | 2015-09-17 |