Vivian Gi Yue Lee
李梓瑜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Vivian Gi Yue Lee (李梓瑜), a licensed former licensee with CE reference ABY975. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 9 — Asset management | 2018-01-08 | 2021-04-24 |
| Wharton Investment Advisors Limited |
Rep | Type 4 — Advising on securities | 2006-12-28 | 2014-09-30 |
| Wharton Investment Advisors Limited |
Rep | Type 5 — Advising on futures contracts | 2006-12-28 | 2014-09-30 |
| Wharton Investment Advisors Limited |
Rep | Type 9 — Asset management | 2006-10-31 | 2014-09-30 |
| LXL Investment Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2005-11-30 | 2006-07-24 |
| HT Capital Management Limited | Rep | Type 9 — Asset management | 2005-06-03 | 2005-07-13 |
| Aquitaine Investment Advisors Limited |
Rep | Type 4 — Advising on securities | present | 2005-05-18 |
| Aquitaine Investment Advisors Limited |
Rep | Type 9 — Asset management | present | 2005-05-18 |