Kenrick Henry Fok
霍君行
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kenrick Henry Fok (霍君行), a licensed former licensee with CE reference ARP738. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Securis Capital Limited |
Rep | Type 1 — Dealing in securities | 2021-04-09 | 2025-03-25 |
| Securis Capital Limited |
Rep | Type 4 — Advising on securities | 2021-04-09 | 2025-03-25 |
| Securis Capital Limited |
RO | Type 9 — Asset management | 2015-07-08 | 2025-03-25 |
| Generali Investments Asia Limited 忠利投資亞洲有限公司 |
Rep | Type 5 — Advising on futures contracts | 2015-01-06 | 2015-07-03 |
| Generali Investments Asia Limited 忠利投資亞洲有限公司 |
RO | Type 9 — Asset management | 2014-07-09 | 2015-07-03 |
| Generali Investments Asia Limited 忠利投資亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2014-05-07 | 2015-07-03 |
| Generali Investments Asia Limited 忠利投資亞洲有限公司 |
Rep | Type 9 — Asset management | 2014-05-07 | 2014-07-09 |
| Mirae Asset Capital (China) Limited 未來資產資本(中國)有限公司 |
Rep | Type 4 — Advising on securities | 2013-01-08 | 2014-03-03 |
| Mirae Asset Capital (China) Limited 未來資產資本(中國)有限公司 |
RO | Type 9 — Asset management | 2012-11-29 | 2014-03-03 |
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-06-07 | 2013-01-08 |
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2011-06-07 | 2013-01-08 |
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 |
Rep | Type 9 — Asset management | 2011-06-07 | 2013-01-08 |
| Securis Capital Limited |
Rep | Type 9 — Asset management | 2008-10-31 | 2010-08-31 |