Sarang Maitreya Karkhanis
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sarang Maitreya Karkhanis ( ), a licensed former licensee with CE reference AGL754. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Aardvark Fund Management Limited |
RO | Type 9 — Asset management | 2015-01-16 | 2015-07-20 |
| Aardvark Fund Management Limited |
Rep | Type 9 — Asset management | 2015-01-05 | 2015-01-16 |
| Wharton Investment Advisors Limited |
Rep | Type 5 — Advising on futures contracts | 2007-06-28 | 2014-06-30 |
| Wharton Investment Advisors Limited |
RO | Type 4 — Advising on securities | 2007-04-16 | 2014-06-30 |
| Wharton Investment Advisors Limited |
RO | Type 9 — Asset management | 2007-04-16 | 2014-06-30 |
| Longitude Asia Limited 瑞士經緯投資有限公司 |
RO | Type 4 — Advising on securities | 2004-09-17 | 2007-02-12 |
| Longitude Asia Limited 瑞士經緯投資有限公司 |
RO | Type 9 — Asset management | 2004-09-17 | 2007-02-12 |
| Wharton Investment Advisors Limited |
Rep | Type 1 — Dealing in securities | present | 2003-08-29 |
| Wharton Investment Advisors Limited |
Rep | Type 4 — Advising on securities | present | 2003-08-29 |
| Wharton Investment Advisors Limited |
Rep | Type 5 — Advising on futures contracts | present | 2003-08-29 |
| Wharton Investment Advisors Limited |
Rep | Type 6 — Advising on corporate finance | present | 2003-08-29 |
| Wharton Investment Advisors Limited |
Rep | Type 9 — Asset management | present | 2003-08-29 |