Josephine Szu-Hsien Ho
何思嫻
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Josephine Szu-Hsien Ho (何思嫻), a licensed former licensee with CE reference APS312. This person has 10.1 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Moody's Investors Service Hong Kong Limited | Rep | Type 10 - Providing credit rating services | 2019-02-11 | 2020-06-10 |
| Deepwater Capital Limited 博海資本有限公司 |
Rep | Type 4 - Advising on securities | 2018-01-05 | 2018-12-15 |
| Deepwater Capital Limited 博海資本有限公司 |
Rep | Type 9 - Asset management | 2018-01-05 | 2018-12-15 |
| Broadshine Asset Management Limited 擘詳資產管理有限公司 |
RO | Type 4 - Advising on securities | 2017-05-23 | 2017-09-29 |
| Broadshine Asset Management Limited 擘詳資產管理有限公司 |
RO | Type 9 - Asset management | 2017-05-23 | 2017-09-29 |
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
Rep | Type 4 - Advising on securities | 2015-06-01 | 2016-03-19 |
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
Rep | Type 9 - Asset management | 2015-06-01 | 2016-03-19 |
| RCM Asia Pacific Limited | Rep | Type 4 - Advising on securities | 2011-10-26 | 2015-05-31 |
| RCM Asia Pacific Limited | Rep | Type 9 - Asset management | 2011-10-26 | 2015-05-31 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2009-03-11 | 2011-03-25 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 4 - Advising on securities | 2007-10-04 | 2008-09-29 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Josephine Szu-Hsien Ho during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.