Xiao Guo
郭曉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiao Guo (郭曉), a licensed former licensee with CE reference AXC316. This person has 6.7 years of SFC licence history. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
Rep | Type 4 - Advising on securities | 2015-06-01 | 2017-12-08 |
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
Rep | Type 9 - Asset management | 2015-06-01 | 2017-12-08 |
| RCM Asia Pacific Limited | Rep | Type 4 - Advising on securities | 2011-03-29 | 2015-05-31 |
| RCM Asia Pacific Limited | Rep | Type 9 - Asset management | 2011-03-29 | 2015-05-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Xiao Guo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.