David Kwong Yan Pow
鮑廣恩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Kwong Yan Pow (鮑廣恩), a licensed former licensee with CE reference AMI311. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
Rep | Type 4 — Advising on securities | 2015-06-01 | 2015-06-05 |
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
Rep | Type 9 — Asset management | 2015-06-01 | 2015-06-05 |
| RCM Asia Pacific Limited | Rep | Type 4 — Advising on securities | 2011-06-03 | 2015-05-31 |
| RCM Asia Pacific Limited | Rep | Type 9 — Asset management | 2011-06-03 | 2015-05-31 |
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | 2008-06-23 | 2011-05-10 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2005-12-07 | 2008-05-29 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 — Advising on securities | 2005-12-07 | 2008-05-29 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 4 — Advising on securities | 2005-08-04 | 2005-11-25 |