Raymond Ka Hei Tam
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Raymond Ka Hei Tam (譚家熙), a licensed Representative with CE reference APG438. Currently licensed at 1 firm(s): Yu Ming Investment Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 6 - Advising on corporate finance; Type 9 - Asset management. This person has 15.9 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yu Ming Investment Management Limited 禹銘投資管理有限公司 |
Rep | Type 1 - Dealing in securities | 2011-04-21 | present |
| Yu Ming Investment Management Limited 禹銘投資管理有限公司 |
Rep | Type 4 - Advising on securities | 2011-04-21 | present |
| Yu Ming Investment Management Limited 禹銘投資管理有限公司 |
Rep | Type 6 - Advising on corporate finance | 2011-04-21 | present |
| Yu Ming Investment Management Limited 禹銘投資管理有限公司 |
Rep | Type 9 - Asset management | 2011-04-21 | present |
| First Shanghai Capital Limited 第一上海融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2007-07-16 | 2008-01-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Raymond Ka Hei Tam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.