Susanna Shuk Yi Ho
何淑儀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Susanna Shuk Yi Ho (何淑儀), CE reference AJM676. Currently licensed at 1 firm(s): Gram Capital Limited. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Gram Capital Limited 嘉林資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2014-05-29 | present |
| VC Capital Limited 滙盈融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2011-03-21 | 2014-04-29 |
| VC Capital Limited 滙盈融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-01-03 | 2011-03-21 |
| First Shanghai Capital Limited 第一上海融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-09-07 | 2010-12-28 |
| Shang International Finance Limited 尚融國際金融有限公司 |
Rep | Type 4 — Advising on securities | 2005-09-06 | 2007-08-23 |
| Shang International Finance Limited 尚融國際金融有限公司 |
Rep | Type 1 — Dealing in securities | 2005-07-08 | 2007-08-23 |
| Shang International Finance Limited 尚融國際金融有限公司 |
Rep | Type 6 — Advising on corporate finance | 2005-07-08 | 2007-08-23 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-06-28 | 2005-07-08 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2004-06-28 | 2005-07-08 |