Sek Lun Au
歐錫麟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sek Lun Au (歐錫麟), a licensed former licensee with CE reference APG377. This person has 1.8 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| LIS Investment Services Limited 德悅投資服務有限公司 |
Rep | Type 4 - Advising on securities | 2008-07-25 | 2009-10-08 |
| IPP Financial Advisers Limited 盈加理財顧問有限公司 |
Rep | Type 1 - Dealing in securities | 2007-09-07 | 2008-04-15 |
| IPP Financial Advisers Limited 盈加理財顧問有限公司 |
Rep | Type 4 - Advising on securities | 2007-09-07 | 2008-04-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Sek Lun Au during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.