Dorothy Chiu Ling Lee
李俏玲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dorothy Chiu Ling Lee (李俏玲), a licensed former licensee with CE reference AGP332. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| IPP Financial Advisers Limited 盈加理財顧問有限公司 |
Rep | Type 1 — Dealing in securities | 2007-09-07 | 2009-04-01 |
| IPP Financial Advisers Limited 盈加理財顧問有限公司 |
Rep | Type 4 — Advising on securities | 2007-09-07 | 2009-04-01 |
| AXA China Region Investment Services Limited 安盛投資服務有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-03-02 |
| AXA China Region Investment Services Limited 安盛投資服務有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-03-02 |
| AXA China Region Investment Services Limited 安盛投資服務有限公司 |
Rep | Type 9 — Asset management | present | 2004-03-02 |