Wing Yin Woo
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wing Yin Woo (胡穎賢), a licensed Responsible Officer with CE reference APC057. Currently licensed at 1 firm(s): LiquidityTech Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities; Type 5 - Advising on futures contracts; Type 9 - Asset management. This person has 15.1 years of SFC licence history. Total licence records on file: 30.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| LiquidityTech Limited 流動性科技有限公司 |
RO | Type 1 - Dealing in securities | 2025-02-17 | present |
| LiquidityTech Limited 流動性科技有限公司 |
RO | Type 2 - Dealing in futures contracts | 2025-02-17 | present |
| LiquidityTech Limited 流動性科技有限公司 |
RO | Type 4 - Advising on securities | 2025-02-17 | present |
| LiquidityTech Limited 流動性科技有限公司 |
RO | Type 5 - Advising on futures contracts | 2025-02-17 | present |
| LiquidityTech Limited 流動性科技有限公司 |
RO | Type 9 - Asset management | 2025-02-17 | present |
| VC Brokerage Limited 滙盈證券有限公司 |
Rep | Type 1 - Dealing in securities | 2023-12-20 | 2025-02-10 |
| VC Brokerage Limited 滙盈證券有限公司 |
Rep | Type 4 - Advising on securities | 2023-12-20 | 2025-02-10 |
| Grand Rich Securities Limited 浩豐證券有限公司 |
RO | Type 1 - Dealing in securities | 2020-12-18 | 2023-01-08 |
| Grand Rich Futures Limited 浩豐期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2020-12-18 | 2023-05-30 |
| Grand Rich Securities Limited 浩豐證券有限公司 |
RO | Type 4 - Advising on securities | 2020-12-18 | 2023-01-08 |
| Grand Rich Futures Limited 浩豐期貨有限公司 |
RO | Type 5 - Advising on futures contracts | 2020-12-18 | 2023-05-30 |
| Grand Rich Asset Management Limited 浩豐資產管理有限公司 |
RO | Type 9 - Asset management | 2020-12-18 | 2023-05-30 |
| CVP Securities Limited 星火證券有限公司 |
Rep | Type 1 - Dealing in securities | 2020-08-17 | 2020-11-02 |
| CVP Securities Limited 星火證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2020-08-17 | 2020-11-02 |
| ShanZe Asset Management (Hong Kong) Limited 善擇資產管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2020-03-27 | 2020-06-30 |
| ShanZe Asset Management (Hong Kong) Limited 善擇資產管理(香港)有限公司 |
RO | Type 9 - Asset management | 2020-03-27 | 2020-06-30 |
| M&F Asset Management Limited 渼豐資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2017-06-05 | 2018-06-22 |
| M&F Asset Management Limited 渼豐資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2017-06-05 | 2018-06-22 |
| Metro Capital Futures Limited 美高期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2016-06-24 | 2018-04-13 |
| M&F Asset Management Limited 渼豐資產管理有限公司 |
RO | Type 9 - Asset management | 2015-05-07 | 2018-06-22 |
| Metro Capital Futures Limited 美高期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2015-04-15 | 2015-07-13 |
| M&F Asset Management Limited 渼豐資產管理有限公司 |
RO | Type 4 - Advising on securities | 2015-02-03 | 2017-06-05 |
| M&F Asset Management Limited 渼豐資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2014-12-17 | 2017-06-05 |
| M&F Asset Management Limited 渼豐資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2011-11-07 | 2014-12-17 |
| Metro Capital Futures Limited 美高期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-11-07 | 2015-04-15 |
| Asia Pacific Securities Limited 亞太證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-10-22 | 2011-08-31 |
| Asia Pacific Securities Limited 亞太證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-02-11 | 2009-09-01 |
| Yue Xiu Futures Company Limited 越秀期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-02-11 | 2009-09-01 |
| Celestial Commodities Limited 時富商品有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-02-05 | 2009-01-19 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-06-13 | 2009-01-19 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wing Yin Woo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.