Tonnie Lai Man Yu
余麗文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tonnie Lai Man Yu (余麗文), a licensed former licensee with CE reference AFZ615. This person has 16.6 years of SFC licence history. Total licence records on file: 17.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 1 - Dealing in securities | 2019-04-30 | 2021-06-01 |
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 4 - Advising on securities | 2019-04-30 | 2021-06-01 |
| Ping An Securities (Hong Kong) Futures Company Limited 平安證券（香港）期貨有限公司 |
RO | Type 5 - Advising on futures contracts | 2015-05-13 | 2017-11-12 |
| Ping An Securities (Hong Kong) Holdings Company Limited 平安證券(香港)控股有限公司 |
RO | Type 1 - Dealing in securities | 2015-01-07 | 2017-11-12 |
| Ping An Securities (Hong Kong) Futures Company Limited 平安證券（香港）期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2015-01-07 | 2017-11-12 |
| Ping An Securities (Hong Kong) Holdings Company Limited 平安證券(香港)控股有限公司 |
Rep | Type 1 - Dealing in securities | 2014-10-14 | 2015-01-07 |
| Ping An Securities (Hong Kong) Futures Company Limited 平安證券（香港）期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-10-14 | 2015-01-07 |
| Ping An Securities (Hong Kong) Futures Company Limited 平安證券（香港）期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | 2014-10-14 | 2015-05-13 |
| Metro Capital Futures Limited 美高期貨有限公司 |
RO | Type 5 - Advising on futures contracts | 2012-10-10 | 2014-09-13 |
| Metro Capital Futures Limited 美高期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2012-03-21 | 2014-09-13 |
| M&F Asset Management Limited 渼豐資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2011-12-19 | 2014-09-13 |
| M&F Asset Management Limited 渼豐資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2011-10-18 | 2011-12-19 |
| Metro Capital Futures Limited 美高期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-10-18 | 2012-03-21 |
| Celestial Commodities Limited 時富商品有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2005-11-18 | 2011-10-01 |
| Celestial Securities Limited 時富證券有限公司 |
RO | Type 1 - Dealing in securities | 2003-12-19 | 2011-10-01 |
| Celestial Securities Limited 時富證券有限公司 |
RO | Type 7 - Providing automated trading services | 2003-12-19 | 2004-02-19 |
| Celestial Finance Limited 時富財務有限公司 |
RO | Type 8 - Securities margin financing | Pre-2003 | 2005-03-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Tonnie Lai Man Yu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.