Stephen Shu Fun Mok
莫樹勳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stephen Shu Fun Mok (莫樹勳), a licensed former licensee with CE reference AAC923. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| M&F Asset Management Limited 渼豐資產管理有限公司 |
Rep | Type 1 — Dealing in securities | present | 2014-11-01 |
| Metro Capital Futures Limited 美高期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2014-11-01 |
| M&F Asset Management Limited 渼豐資產管理有限公司 |
Rep | Type 4 — Advising on securities | present | 2014-11-01 |
| Metro Capital Futures Limited 美高期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2014-11-01 |
| M&F Asset Management Limited 渼豐資產管理有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2005-03-11 |
| M&F Asset Management Limited 渼豐資產管理有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2005-06-03 |
| M&F Asset Management Limited 渼豐資產管理有限公司 |
Rep | Type 9 — Asset management | present | 2005-03-11 |
| Metro Capital Futures Limited 美高期貨有限公司 |
Rep | Type 9 — Asset management | present | 2005-03-11 |