Richard William Leslie Gallagher
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Richard William Leslie Gallagher, a licensed Responsible Officer with CE reference AOH529. Currently licensed at 1 firm(s): State Street Securities Hong Kong Limited. Active regulated activities: Type 1 - Dealing in securities. This person has 15.5 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| State Street Securities Hong Kong Limited | RO | Type 1 - Dealing in securities | 2025-03-26 | present |
| State Street Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2025-01-22 | 2025-03-26 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2021-08-06 | 2023-01-12 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 1 - Dealing in securities | 2021-08-06 | 2023-01-12 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2021-08-06 | 2023-01-12 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 7 - Providing automated trading services | 2021-08-06 | 2023-01-12 |
| HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2016-05-18 | 2021-04-14 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-12-15 | 2021-04-14 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2006-12-15 | 2009-02-16 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2006-12-15 | 2009-02-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Richard William Leslie Gallagher during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.