Song Li
李松
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Song Li (李松), a licensed former licensee with CE reference ANP431. This person has 15.5 years of SFC licence history. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-06-03 | 2023-08-22 |
| Citigroup First Investment Management Limited | RO | Type 4 - Advising on securities | 2011-04-12 | 2023-08-22 |
| Citigroup First Investment Management Limited | RO | Type 9 - Asset management | 2011-04-12 | 2023-08-22 |
| Citigroup First Investment Management Limited | Rep | Type 4 - Advising on securities | 2011-02-15 | 2011-04-12 |
| Citigroup First Investment Management Limited | Rep | Type 9 - Asset management | 2011-02-15 | 2011-04-12 |
| Citigroup First Investment Management Limited | RO | Type 4 - Advising on securities | 2010-07-26 | 2011-02-15 |
| Citigroup First Investment Management Limited | RO | Type 9 - Asset management | 2010-07-26 | 2011-02-15 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2010-06-03 | 2023-08-22 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2010-06-03 | 2013-08-31 |
| Citigroup First Investment Management Limited | Rep | Type 4 - Advising on securities | 2010-06-03 | 2010-07-26 |
| Citigroup First Investment Management Limited | Rep | Type 9 - Asset management | 2010-06-03 | 2010-07-26 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 1 - Dealing in securities | 2006-08-09 | 2008-11-03 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 4 - Advising on securities | 2006-08-09 | 2008-11-03 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 5 - Advising on futures contracts | 2006-08-09 | 2008-11-03 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 9 - Asset management | 2006-08-09 | 2008-11-03 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Song Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.