Kenneth Ka Nin Wan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kenneth Ka Nin Wan (溫嘉年), a licensed Responsible Officer with CE reference ANN397. Currently licensed at 3 firm(s): Hua Liang Capital Limited, Hua Liang Securities Limited, Hua Liang Asset Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities; Type 5 - Advising on futures contracts; Type 6 - Advising on corporate finance; Type 9 - Asset management. This person has 19.5 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hua Liang Capital Limited 華量資本有限公司 |
Rep | Type 6 - Advising on corporate finance | 2020-05-26 | present |
| Hua Liang Securities Limited 華量證券有限公司 |
RO | Type 1 - Dealing in securities | 2019-06-03 | present |
| Hua Liang Securities Limited 華量證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2019-06-03 | present |
| Hua Liang Asset Management Limited 華量資產管理有限公司 |
RO | Type 4 - Advising on securities | 2019-06-03 | present |
| Hua Liang Securities Limited 華量證券有限公司 |
RO | Type 4 - Advising on securities | 2019-06-03 | present |
| Hua Liang Securities Limited 華量證券有限公司 |
RO | Type 5 - Advising on futures contracts | 2019-06-03 | present |
| Hua Liang Asset Management Limited 華量資產管理有限公司 |
RO | Type 9 - Asset management | 2019-06-03 | present |
| NNFE International Asset Management Limited 新毅國際資產管理有限公司 |
RO | Type 4 - Advising on securities | 2018-09-04 | 2019-04-26 |
| NNFE International Asset Management Limited 新毅國際資產管理有限公司 |
RO | Type 9 - Asset management | 2017-12-07 | 2019-04-26 |
| Rockhampton Management Limited | Rep | Type 4 - Advising on securities | 2011-01-26 | 2017-05-25 |
| Rockhampton Management Limited | Rep | Type 9 - Asset management | 2011-01-26 | 2017-05-25 |
| Rockhampton Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2006-06-20 | 2011-01-26 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kenneth Ka Nin Wan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.