John Louis Francis Capaldi
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for John Louis Francis Capaldi, a licensed former licensee with CE reference AML309. This person has 1.3 years of SFC licence history. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Brevan Howard (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2014-08-14 | 2015-10-22 |
| Financial Risk Management Limited | RO | Type 1 - Dealing in securities | 2006-10-16 | 2006-10-20 |
| FRM (Australia) Pty Limited | RO | Type 1 - Dealing in securities | 2006-10-16 | 2006-10-20 |
| Financial Risk Management Limited | Rep | Type 1 - Dealing in securities | 2005-09-30 | 2005-10-29 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as John Louis Francis Capaldi during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.