David John Stuart Adams
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David John Stuart Adams ( ), a licensed former licensee with CE reference AZL710. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Brevan Howard (Hong Kong) Limited |
Rep | Type 4 — Advising on securities | 2017-02-08 | 2018-02-16 |
| Brevan Howard (Hong Kong) Limited |
Rep | Type 5 — Advising on futures contracts | 2017-02-08 | 2018-02-16 |
| Brevan Howard (Hong Kong) Limited |
Rep | Type 9 — Asset management | 2012-05-15 | 2018-02-16 |