Nicole Kathleen Ooi
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nicole Kathleen Ooi ( ), a licensed former licensee with CE reference BEO872. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Brevan Howard (Hong Kong) Limited |
Rep | Type 1 — Dealing in securities | 2014-12-08 | 2015-11-10 |
| Brevan Howard (Hong Kong) Limited |
Rep | Type 4 — Advising on securities | 2014-12-08 | 2015-11-10 |
| Brevan Howard (Hong Kong) Limited |
Rep | Type 5 — Advising on futures contracts | 2014-12-08 | 2015-11-10 |