Nicole Kathleen Ooi
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nicole Kathleen Ooi, a licensed former licensee with CE reference BEO872. This person has 0.9 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Brevan Howard (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2014-12-08 | 2015-11-10 |
| Brevan Howard (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2014-12-08 | 2015-11-10 |
| Brevan Howard (Hong Kong) Limited | Rep | Type 5 - Advising on futures contracts | 2014-12-08 | 2015-11-10 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Nicole Kathleen Ooi during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.