Paul Joseph Ellis
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Paul Joseph Ellis ( ), a licensed former licensee with CE reference AXA365. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Brevan Howard (Hong Kong) Limited |
Rep | Type 9 — Asset management | 2013-01-07 | 2017-02-06 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-03-22 | 2011-06-22 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-03-22 | 2011-06-22 |