Kaspar Daniel Ernst
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kaspar Daniel Ernst, a licensed former licensee with CE reference AHS585. This person has 16.7 years of SFC licence history. Total licence records on file: 9.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Brevan Howard (Hong Kong) Limited | RO | Type 1 - Dealing in securities | 2012-09-13 | 2018-05-10 |
| Brevan Howard (Hong Kong) Limited | RO | Type 4 - Advising on securities | 2008-03-12 | 2018-05-10 |
| Brevan Howard (Hong Kong) Limited | RO | Type 5 - Advising on futures contracts | 2008-03-12 | 2018-05-10 |
| Brevan Howard (Hong Kong) Limited | RO | Type 9 - Asset management | 2004-07-12 | 2020-02-29 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-04-16 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-04-16 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-04-16 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-08-22 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-04-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kaspar Daniel Ernst during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.