Lindsay Sarah Jones
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lindsay Sarah Jones ( ), CE reference ABY618. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| FRM Hong Kong Limited |
Rep | Type 9 — Asset management | 2009-01-09 | 2009-07-17 |
| FRM Hong Kong Limited |
Rep | Type 1 — Dealing in securities | 2008-05-20 | 2009-07-17 |
| FRM (Australia) Pty Limited |
RO | Type 1 — Dealing in securities | 2008-04-21 | 2008-05-16 |
| FRM (Australia) Pty Limited |
RO | Type 1 — Dealing in securities | 2008-03-31 | 2008-04-19 |
| FRM (Australia) Pty Limited |
RO | Type 1 — Dealing in securities | 2008-02-25 | 2008-03-14 |
| FRM (Australia) Pty Limited |
RO | Type 1 — Dealing in securities | 2008-01-21 | 2008-02-01 |
| FRM (Australia) Pty Limited |
RO | Type 1 — Dealing in securities | 2007-11-05 | 2007-11-07 |
| FRM (Australia) Pty Limited |
RO | Type 1 — Dealing in securities | 2007-08-08 | 2007-08-09 |
| FRM (Australia) Pty Limited |
RO | Type 1 — Dealing in securities | 2007-07-13 | 2007-07-14 |
| FRM (Australia) Pty Limited |
RO | Type 1 — Dealing in securities | 2007-04-16 | 2007-04-20 |
| FRM (Australia) Pty Limited |
Rep | Type 1 — Dealing in securities | 2007-03-05 | 2007-03-09 |
| FRM (Australia) Pty Limited |
Rep | Type 1 — Dealing in securities | 2006-12-04 | 2006-12-08 |
| FRM (Australia) Pty Limited |
Rep | Type 1 — Dealing in securities | 2006-10-16 | 2006-10-20 |
| Financial Risk Management Limited |
Rep | Type 1 — Dealing in securities | 2006-05-08 | 2006-05-12 |
| Financial Risk Management Limited |
Rep | Type 1 — Dealing in securities | 2005-09-30 | 2005-10-29 |