Yuri Yee-Lee Lin
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuri Yee-Lee Lin, a licensed Responsible Officer with CE reference AMG021. Currently licensed at 1 firm(s): Pacific Harbor Holdings, Limited. Active regulated activities: Type 9 - Asset management. This person has 10.2 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pacific Harbor Holdings, Limited | RO | Type 9 - Asset management | 2019-03-15 | present |
| Natixis Asia Limited | RO | Type 1 - Dealing in securities | 2014-01-28 | 2015-12-18 |
| Natixis Asia Limited | RO | Type 4 - Advising on securities | 2014-01-28 | 2015-12-18 |
| Natixis Asia Limited | Rep | Type 1 - Dealing in securities | 2013-12-18 | 2014-01-28 |
| Natixis Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2013-12-18 | 2015-12-18 |
| Natixis Asia Limited | Rep | Type 4 - Advising on securities | 2013-12-18 | 2014-01-28 |
| Natixis Asia Limited | Rep | Type 5 - Advising on futures contracts | 2013-12-18 | 2015-12-18 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 1 - Dealing in securities | 2005-07-20 | 2006-04-25 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yuri Yee-Lee Lin during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.