A Niu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for A Niu, a licensed former licensee with CE reference BAU368. This person has 2.4 years of SFC licence history. Total licence records on file: 4.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Natixis Asia Limited | Rep | Type 1 - Dealing in securities | 2013-01-28 | 2015-07-03 |
| Natixis Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2013-01-28 | 2015-07-03 |
| Natixis Asia Limited | Rep | Type 4 - Advising on securities | 2013-01-28 | 2015-07-03 |
| Natixis Asia Limited | Rep | Type 5 - Advising on futures contracts | 2013-01-28 | 2015-07-03 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as A Niu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.