Kwok On Lo
羅國安
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok On Lo (羅國安), a licensed Representative with CE reference AUQ664. Currently licensed at 1 firm(s): AIM Capital Consortium Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 15.5 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AIM Capital Consortium Limited | Rep | Type 4 - Advising on securities | 2022-05-12 | present |
| AIM Capital Consortium Limited | Rep | Type 9 - Asset management | 2022-05-12 | present |
| Natixis Asia Limited | Rep | Type 1 - Dealing in securities | 2010-03-15 | 2021-07-30 |
| Natixis Asia Limited | Rep | Type 4 - Advising on securities | 2010-03-15 | 2021-07-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kwok On Lo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.