Kwok On Lo
羅國安
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok On Lo (羅國安), CE reference AUQ664. Currently licensed at 1 firm(s): AIM Capital Consortium Limited. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AIM Capital Consortium Limited | Rep | Type 4 — Advising on securities | 2022-05-12 | present |
| AIM Capital Consortium Limited | Rep | Type 9 — Asset management | 2022-05-12 | present |
| Natixis Asia Limited | Rep | Type 1 — Dealing in securities | 2010-03-15 | 2021-07-30 |
| Natixis Asia Limited | Rep | Type 4 — Advising on securities | 2010-03-15 | 2021-07-30 |