Shih-Chi Liu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shih-Chi Liu (劉世祺), a licensed Responsible Officer with CE reference ALY687. Currently licensed at 1 firm(s): Luk Fook Asset Management (HK) Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 16.6 years of SFC licence history. Total licence records on file: 19.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Luk Fook Asset Management (HK) Limited 六福資產管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2020-06-05 | present |
| Luk Fook Asset Management (HK) Limited 六福資產管理(香港)有限公司 |
RO | Type 9 - Asset management | 2019-12-05 | present |
| Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 |
RO | Type 4 - Advising on securities | 2019-12-05 | 2024-01-15 |
| Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2019-11-20 | 2024-01-15 |
| Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2019-11-20 | 2019-12-05 |
| Luk Fook Asset Management (HK) Limited 六福資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2019-11-20 | 2019-12-05 |
| Golden K2 Securities Limited | Rep | Type 1 - Dealing in securities | 2018-07-03 | 2019-10-31 |
| Maxcess Capital Limited 至成資本有限公司 |
RO | Type 4 - Advising on securities | 2017-03-09 | 2019-10-31 |
| Maxcess Capital Limited 至成資本有限公司 |
RO | Type 9 - Asset management | 2017-03-09 | 2019-10-31 |
| Maxcess Capital Limited 至成資本有限公司 |
Rep | Type 4 - Advising on securities | 2017-02-16 | 2017-03-09 |
| Maxcess Capital Limited 至成資本有限公司 |
Rep | Type 9 - Asset management | 2017-02-16 | 2017-03-09 |
| BOA Global Asset Management Limited 亞銀環球資產管理有限公司 |
RO | Type 4 - Advising on securities | 2016-07-13 | 2017-01-31 |
| BOA Global Asset Management Limited 亞銀環球資產管理有限公司 |
RO | Type 9 - Asset management | 2016-07-13 | 2017-01-31 |
| Changjiang Asset Management (HK) Limited 長江證券資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2014-05-02 | 2015-07-03 |
| Changjiang Asset Management (HK) Limited 長江證券資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2014-05-02 | 2015-07-03 |
| Grand Cathay Securities (Hong Kong) Limited 大華證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-08-19 | 2011-02-18 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
Rep | Type 1 - Dealing in securities | 2008-06-19 | 2010-06-19 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
RO | Type 1 - Dealing in securities | 2007-10-04 | 2008-03-19 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2005-04-28 | 2007-10-04 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Shih-Chi Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.