Chien Han Lee
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chien Han Lee (李建翰), a licensed Responsible Officer with CE reference BQS640. Currently licensed at 1 firm(s): uSmart Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 5.3 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| uSmart Securities Limited 盈立證券有限公司 |
RO | Type 9 - Asset management | 2024-11-06 | present |
| uSmart Securities Limited 盈立證券有限公司 |
RO | Type 4 - Advising on securities | 2024-09-30 | present |
| uSmart Securities Limited 盈立證券有限公司 |
RO | Type 1 - Dealing in securities | 2024-06-27 | present |
| uSmart Securities Limited 盈立證券有限公司 |
Rep | Type 1 - Dealing in securities | 2024-01-18 | 2024-06-27 |
| uSmart Securities Limited 盈立證券有限公司 |
Rep | Type 4 - Advising on securities | 2024-01-18 | 2024-09-30 |
| uSmart Securities Limited 盈立證券有限公司 |
Rep | Type 9 - Asset management | 2024-01-18 | 2024-11-06 |
| Luk Fook Asset Management (HK) Limited 六福資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2021-07-30 | 2023-12-27 |
| Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2021-04-15 | 2023-12-27 |
| Luk Fook Futures (HK) Limited 六福期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2021-04-15 | 2023-12-27 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chien Han Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.