Sing Kwan Tam
譚聖堃
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sing Kwan Tam (譚聖堃), a licensed former licensee with CE reference ACR813. Total licence records on file: 19.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Luk Fook Asset Management (HK) Limited 六福資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2017-01-04 | 2020-06-05 |
| Luk Fook Futures (HK) Limited 六福期貨(香港)有限公司 |
RO | Type 5 — Advising on futures contracts | 2015-02-26 | 2024-04-08 |
| Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2014-12-16 | 2024-04-08 |
| Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 |
RO | Type 9 — Asset management | 2014-04-25 | 2024-04-08 |
| Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2012-09-13 | 2024-04-08 |
| Luk Fook Futures (HK) Limited 六福期貨(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2012-09-13 | 2024-04-08 |
| Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-09-03 | 2012-09-13 |
| Luk Fook Futures (HK) Limited 六福期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-09-03 | 2012-09-13 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
RO | Type 1 — Dealing in securities | 2011-09-01 | 2012-08-02 |
| CES Forex (HK) Limited 光證外匯（香港）有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2007-02-07 | 2012-08-02 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2007-01-02 | 2011-09-01 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
RO | Type 2 — Dealing in futures contracts | 2007-01-02 | 2012-08-02 |
| Shun Loong Futures Limited 順隆期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2004-08-17 | 2012-08-02 |
| Shun Loong Securities Company Limited 順隆證券行有限公司 |
Rep | Type 1 — Dealing in securities | 2004-02-04 | 2010-04-12 |
| Shun Loong Futures Limited 順隆期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-02-04 | 2004-08-17 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-02-01 |
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2004-02-01 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-01-30 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-01-30 |