Wing Ho Lau
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wing Ho Lau (劉永浩), a licensed Responsible Officer with CE reference AJN820. Currently licensed at 1 firm(s): Waton Securities International Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 5 - Advising on futures contracts; Type 9 - Asset management. This person has 18.7 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Waton Securities International Limited 華通證券國際有限公司 |
Rep | Type 9 - Asset management | 2022-05-20 | present |
| Waton Securities International Limited 華通證券國際有限公司 |
RO | Type 4 - Advising on securities | 2022-02-10 | present |
| Waton Securities International Limited 華通證券國際有限公司 |
RO | Type 5 - Advising on futures contracts | 2022-02-10 | present |
| Waton Securities International Limited 華通證券國際有限公司 |
RO | Type 1 - Dealing in securities | 2019-09-09 | present |
| Waton Securities International Limited 華通證券國際有限公司 |
Rep | Type 1 - Dealing in securities | 2019-09-03 | 2019-09-09 |
| Lucky Guosheng Securities Limited 幸運國盛證券有限公司 |
RO | Type 1 - Dealing in securities | 2018-10-23 | 2019-08-31 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2015-07-07 | 2018-10-13 |
| Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2015-07-07 | 2018-10-13 |
| Christfund Futures Limited 恒豐期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-08-27 | 2013-10-01 |
| Christfund Securities Limited 恒豐證券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-09-04 | 2013-10-01 |
| East Asia Securities Company Limited 東亞證券有限公司 |
Rep | Type 1 - Dealing in securities | 2004-03-13 | 2005-09-27 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wing Ho Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.