Tak Wing Lee
李德榮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tak Wing Lee (李德榮), a licensed former licensee with CE reference AAD117. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Christfund Securities Limited 恒豐證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-12-21 | 2013-08-31 |
| Christfund Securities Limited 恒豐證券有限公司 |
Rep | Type 1 — Dealing in securities | 2003-07-09 | 2003-08-31 |
| Yue Shing Securities Company Limited 裕成證券有限公司 |
Rep | Type 1 — Dealing in securities | 2003-07-08 | 2003-07-09 |
| Yue Shing Securities Company Limited 裕成證券有限公司 |
Rep | Type 4 — Advising on securities | 2003-07-08 | 2003-07-09 |
| Yue Shing Securities Company Limited 裕成證券有限公司 |
RO | Type 1 — Dealing in securities | present | 2003-07-08 |
| Yue Shing Securities Company Limited 裕成證券有限公司 |
RO | Type 4 — Advising on securities | present | 2003-07-08 |
| Yue Shing Securities Company Limited 裕成證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2003-07-08 |
| Yue Shing Securities Company Limited 裕成證券有限公司 |
RO | Type 9 — Asset management | present | 2003-07-08 |