Sze Yiu Ng
吳思瑤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sze Yiu Ng (吳思瑤), CE reference ACA319. Currently licensed at 1 firm(s): Christfund Securities Limited. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Christfund Securities Limited 恒豐證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-09-02 | present |
| Interchina Securities Limited 國中證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2006-09-01 |
| Interchina Securities Limited 國中證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-01-14 |
| Interchina Securities Limited 國中證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-01-14 |
| Interchina Securities Limited 國中證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-14 |