Elsie Oi Sze Chan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Elsie Oi Sze Chan (陳愛詩), a licensed Responsible Officer with CE reference AJG217. Currently licensed at 1 firm(s): T. Rowe Price Hong Kong Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 22.4 years of SFC licence history. Total licence records on file: 13.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| T. Rowe Price Hong Kong Limited 普徠仕香港有限公司 |
RO | Type 1 - Dealing in securities | 2015-10-28 | present |
| T. Rowe Price Hong Kong Limited 普徠仕香港有限公司 |
RO | Type 4 - Advising on securities | 2015-10-28 | present |
| T. Rowe Price Hong Kong Limited 普徠仕香港有限公司 |
Rep | Type 1 - Dealing in securities | 2015-09-29 | 2015-10-28 |
| T. Rowe Price Hong Kong Limited 普徠仕香港有限公司 |
Rep | Type 4 - Advising on securities | 2015-09-29 | 2015-10-28 |
| T. Rowe Price Hong Kong Limited 普徠仕香港有限公司 |
Rep | Type 9 - Asset management | 2015-09-29 | 2021-09-24 |
| UBS Asset Management (Hong Kong) Limited | RO | Type 1 - Dealing in securities | 2012-09-12 | 2015-07-18 |
| UBS Asset Management (Hong Kong) Limited | RO | Type 4 - Advising on securities | 2012-09-12 | 2015-07-18 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2006-07-28 | 2012-09-12 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2006-07-28 | 2015-07-18 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 9 - Asset management | 2005-05-04 | 2006-06-02 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2004-11-24 | 2006-06-02 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2004-11-24 | 2006-06-02 |
| Allianz Global Investors Hong Kong Limited | Rep | Type 4 - Advising on securities | 2003-11-14 | 2004-11-23 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Elsie Oi Sze Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.