Thomas Poullaouec
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thomas Poullaouec ( ), a licensed former licensee with CE reference APH938. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| T. Rowe Price Hong Kong Limited 普徠仕香港有限公司 |
Rep | Type 1 — Dealing in securities | 2017-09-13 | 2022-05-31 |
| T. Rowe Price Hong Kong Limited 普徠仕香港有限公司 |
Rep | Type 4 — Advising on securities | 2017-09-13 | 2022-05-31 |
| T. Rowe Price Hong Kong Limited 普徠仕香港有限公司 |
Rep | Type 9 — Asset management | 2017-09-13 | 2022-05-31 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 5 — Advising on futures contracts | 2015-02-16 | 2017-06-20 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2008-05-13 | 2017-06-20 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2008-05-13 | 2017-06-20 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 9 — Asset management | 2008-05-13 | 2017-06-20 |
| BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2007-07-30 | 2008-04-30 |
| BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2007-07-30 | 2008-04-30 |
| BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 |
Rep | Type 9 — Asset management | 2007-07-30 | 2008-04-30 |