Nan Xu

徐楠
CE No. AWN527 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nan Xu (徐楠), a licensed former licensee with CE reference AWN527. This person has 13.9 years of SFC licence history. Total licence records on file: 6.

Information

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Licence history

FirmRoleRegulated activityFromTo
T. Rowe Price Hong Kong Limited
普徠仕香港有限公司
Rep Type 1 - Dealing in securities 2016-03-21 2025-07-08
T. Rowe Price Hong Kong Limited
普徠仕香港有限公司
Rep Type 4 - Advising on securities 2016-03-21 2025-07-08
T. Rowe Price Hong Kong Limited
普徠仕香港有限公司
Rep Type 9 - Asset management 2016-03-21 2025-07-08
Bosera Asset Management (International) Co., Limited
博時基金(國際)有限公司
Rep Type 1 - Dealing in securities 2011-08-24 2015-07-27
Bosera Asset Management (International) Co., Limited
博時基金(國際)有限公司
Rep Type 4 - Advising on securities 2010-12-22 2015-07-27
Bosera Asset Management (International) Co., Limited
博時基金(國際)有限公司
Rep Type 9 - Asset management 2010-12-22 2015-07-27

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Nan Xu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Elsie Oi Sze Chan T. Rowe Price Hong Kong Limited 2016–2025
Chit Chow T. Rowe Price Hong Kong Limited 2016–2025
Sheldon Shiu Tak Chan T. Rowe Price Hong Kong Limited 2016–2025
Wai Han Chan T. Rowe Price Hong Kong Limited 2016–2025
Sae Joon Choi T. Rowe Price Hong Kong Limited 2016–2025
Nicholas Gervas Beecroft T. Rowe Price Hong Kong Limited 2016–2025
Chee Leng Kwan T. Rowe Price Hong Kong Limited 2016–2025
Christine Po Kwan To T. Rowe Price Hong Kong Limited 2016–2025
Paul Michael Cable T. Rowe Price Hong Kong Limited 2016–2025
Tak Yu Sinn T. Rowe Price Hong Kong Limited 2016–2025
Neil Smith T. Rowe Price Hong Kong Limited 2016–2025
Shuk Yee Connie Tse T. Rowe Price Hong Kong Limited 2016–2025
Wenting Shen T. Rowe Price Hong Kong Limited 2018–2025
Carolyn Hoi Che Chu T. Rowe Price Hong Kong Limited 2016–2025
Ernest Chun Yeung T. Rowe Price Hong Kong Limited 2016–2025
Sheena Lizen Barbosa T. Rowe Price Hong Kong Limited 2016–2025
Shuya Dong T. Rowe Price Hong Kong Limited 2016–2025
Jai Ashvin Kapadia T. Rowe Price Hong Kong Limited 2016–2025
Christopher James Kushlis T. Rowe Price Hong Kong Limited 2016–2025
Joran Dean Joseph Laird T. Rowe Price Hong Kong Limited 2016–2025

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