Mo Yin Chan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mo Yin Chan (陳慕賢), a licensed Responsible Officer with CE reference AJF360. Currently licensed at 2 firm(s): TFI Capital Limited, TFI Securities and Futures Limited. Active regulated activities: Type 1 - Dealing in securities; Type 6 - Advising on corporate finance. This person has 15.1 years of SFC licence history. Total licence records on file: 24.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| TFI Capital Limited 天風國際資本市場有限公司 |
RO | Type 6 - Advising on corporate finance | 2026-03-18 | present |
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 |
Rep | Type 1 - Dealing in securities | 2025-12-11 | present |
| TFI Capital Limited 天風國際資本市場有限公司 |
Rep | Type 6 - Advising on corporate finance | 2025-12-11 | 2026-03-18 |
| China Sunrise Capital Limited 華升資本有限公司 |
RO | Type 6 - Advising on corporate finance | 2025-11-25 | 2025-11-28 |
| China Sunrise Securities (International) Limited 華升證券(國際)有限公司 |
Rep | Type 1 - Dealing in securities | 2025-10-13 | 2025-11-28 |
| China Sunrise Securities (International) Limited 華升證券(國際)有限公司 |
Rep | Type 4 - Advising on securities | 2025-10-13 | 2025-11-28 |
| China Sunrise Capital Limited 華升資本有限公司 |
Rep | Type 6 - Advising on corporate finance | 2025-10-13 | 2025-11-25 |
| Admiralty Harbour Capital Limited 鐘港資本有限公司 |
RO | Type 6 - Advising on corporate finance | 2022-08-16 | 2025-09-15 |
| Admiralty Harbour Capital Limited 鐘港資本有限公司 |
Rep | Type 4 - Advising on securities | 2022-07-13 | 2025-09-15 |
| Admiralty Harbour Capital Limited 鐘港資本有限公司 |
Rep | Type 1 - Dealing in securities | 2022-06-28 | 2025-09-15 |
| Admiralty Harbour Capital Limited 鐘港資本有限公司 |
Rep | Type 6 - Advising on corporate finance | 2022-06-28 | 2022-08-16 |
| Dongxing Securities (Hong Kong) Company Limited 東興證券(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2018-10-24 | 2022-06-15 |
| Dongxing Securities (Hong Kong) Company Limited 東興證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2018-05-25 | 2022-06-15 |
| Dongxing Securities (Hong Kong) Company Limited 東興證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2018-05-25 | 2018-10-24 |
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2017-07-03 | 2018-05-12 |
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 |
Rep | Type 1 - Dealing in securities | 2017-05-17 | 2018-05-12 |
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2017-05-17 | 2017-07-03 |
| SDIC Securities Corporate Finance (Hong Kong) Limited 國投證券融資（香港）有限公司 |
RO | Type 6 - Advising on corporate finance | 2016-08-03 | 2017-04-27 |
| SDIC Securities (Hong Kong) Limited 國投證券（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2016-05-17 | 2017-04-27 |
| SDIC Securities Corporate Finance (Hong Kong) Limited 國投證券融資（香港）有限公司 |
Rep | Type 6 - Advising on corporate finance | 2016-05-17 | 2016-08-03 |
| Emperor Corporate Finance Limited 英皇企業融資有限公司 |
Rep | Type 1 - Dealing in securities | 2011-05-18 | 2016-05-08 |
| Emperor Corporate Finance Limited 英皇企業融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2011-05-18 | 2016-05-08 |
| Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2003-10-22 | 2003-12-03 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 1 - Dealing in securities | 2003-10-22 | 2003-12-03 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Mo Yin Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.