Robert Hector John Spence
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Robert Hector John Spence ( ), a licensed former licensee with CE reference AJD110. This person has 6.8 years of SFC licence history. Total licence records on file: 16.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Keefe, Bruyette & Woods Asia Limited | Rep | Type 4 - Advising on securities | 2011-11-08 | 2012-11-14 |
| Keefe, Bruyette & Woods Asia Limited | RO | Type 1 - Dealing in securities | 2011-11-08 | 2012-11-14 |
| Keefe, Bruyette & Woods Asia Limited | RO | Type 6 - Advising on corporate finance | 2011-11-08 | 2012-11-14 |
| Keefe, Bruyette & Woods Asia Limited | Rep | Type 1 - Dealing in securities | 2011-08-30 | 2011-11-08 |
| Keefe, Bruyette & Woods Asia Limited | Rep | Type 6 - Advising on corporate finance | 2011-08-30 | 2011-11-08 |
| Macquarie Funds Management Hong Kong Limited 麥格理基金管理(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2011-05-24 | 2011-07-29 |
| Macquarie Funds Management Hong Kong Limited 麥格理基金管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2011-05-24 | 2011-07-29 |
| Macquarie Funds Management Hong Kong Limited 麥格理基金管理(香港)有限公司 |
RO | Type 9 - Asset management | 2011-05-24 | 2011-07-29 |
| Macquarie Funds Management Hong Kong Limited 麥格理基金管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2008-10-16 | 2009-09-14 |
| Macquarie Funds Management Hong Kong Limited 麥格理基金管理(香港)有限公司 |
RO | Type 9 - Asset management | 2008-10-16 | 2009-09-14 |
| Macquarie Funds Management Hong Kong Limited 麥格理基金管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2007-12-05 | 2008-10-16 |
| Macquarie Funds Management Hong Kong Limited 麥格理基金管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2007-11-28 | 2008-10-16 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2007-06-15 | 2007-08-31 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2007-06-15 | 2007-08-31 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
RO | Type 9 - Asset management | 2004-07-08 | 2007-06-15 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2004-01-09 | 2007-06-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Robert Hector John Spence during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.