Carol King Shan Yau
丘璟珊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Carol King Shan Yau (丘璟珊), a licensed former licensee with CE reference ADE159. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Macquarie Funds Management Hong Kong Limited 麥格理基金管理(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-06-29 | 2011-06-30 |
| Macquarie Funds Management Hong Kong Limited 麥格理基金管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2009-03-19 | 2011-06-30 |
| Macquarie Funds Management Hong Kong Limited 麥格理基金管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2009-02-06 | 2011-06-30 |