Yip Kay John Lam
林業基
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yip Kay John Lam (林業基), a licensed former licensee with CE reference ARS101. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Stonehorn Global Partners Limited | Rep | Type 4 — Advising on securities | 2020-12-17 | 2023-06-02 |
| Stonehorn Global Partners Limited | RO | Type 4 — Advising on securities | 2020-06-17 | 2020-12-17 |
| Stonehorn Global Partners Limited | Rep | Type 9 — Asset management | 2019-03-25 | 2023-06-02 |
| Haitong International Research Limited 海通國際研究有限公司 |
Rep | Type 4 — Advising on securities | 2017-08-28 | 2018-12-01 |
| Macquarie Funds Management Hong Kong Limited 麥格理基金管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-01-15 | 2017-08-01 |
| Macquarie Funds Management Hong Kong Limited 麥格理基金管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2008-10-13 | 2017-08-01 |
| Macquarie Funds Management Hong Kong Limited 麥格理基金管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2008-10-13 | 2017-08-01 |