VI Tri Phan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for VI Tri Phan, a licensed former licensee with CE reference ARV601. This person has 3.1 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Macquarie Funds Management Hong Kong Limited 麥格理基金管理(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2010-06-29 | 2011-12-31 |
| Macquarie Funds Management Hong Kong Limited 麥格理基金管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2009-03-10 | 2011-12-31 |
| Macquarie Funds Management Hong Kong Limited 麥格理基金管理(香港)有限公司 |
RO | Type 9 - Asset management | 2009-03-10 | 2011-12-31 |
| Macquarie Funds Management Hong Kong Limited 麥格理基金管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2008-11-11 | 2009-03-10 |
| Macquarie Funds Management Hong Kong Limited 麥格理基金管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2008-11-11 | 2009-03-10 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as VI Tri Phan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.