Yin Cheung Sze
史彥彰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yin Cheung Sze (史彥彰), a licensed former licensee with CE reference AJC709. This person has 22.2 years of SFC licence history. Total licence records on file: 40.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mouette Securities Company Limited 海盈證券有限公司 |
RO | Type 1 - Dealing in securities | 2024-11-11 | 2026-07-31 |
| Mouette Securities Company Limited 海盈證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2024-11-11 | 2026-07-31 |
| Mouette Securities Company Limited 海盈證券有限公司 |
RO | Type 4 - Advising on securities | 2024-11-11 | 2026-07-31 |
| Mouette Securities Company Limited 海盈證券有限公司 |
RO | Type 5 - Advising on futures contracts | 2024-11-11 | 2026-07-31 |
| Mouette Securities Company Limited 海盈證券有限公司 |
RO | Type 9 - Asset management | 2024-11-11 | 2026-07-31 |
| Mouette Securities Company Limited 海盈證券有限公司 |
Rep | Type 1 - Dealing in securities | 2024-10-22 | 2024-11-11 |
| Mouette Securities Company Limited 海盈證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2024-10-22 | 2024-11-11 |
| Mouette Securities Company Limited 海盈證券有限公司 |
Rep | Type 4 - Advising on securities | 2024-10-22 | 2024-11-11 |
| Mouette Securities Company Limited 海盈證券有限公司 |
Rep | Type 5 - Advising on futures contracts | 2024-10-22 | 2024-11-11 |
| Mouette Securities Company Limited 海盈證券有限公司 |
Rep | Type 9 - Asset management | 2024-10-22 | 2024-11-11 |
| Redstone Asset Management Limited 紅石資產管理有限公司 |
RO | Type 4 - Advising on securities | 2024-03-20 | 2024-10-15 |
| Redstone Asset Management Limited 紅石資產管理有限公司 |
RO | Type 9 - Asset management | 2024-03-20 | 2024-10-15 |
| Glory Sun Securities Limited 寶新證券有限公司 |
RO | Type 9 - Asset management | 2023-03-03 | 2024-02-06 |
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 9 - Asset management | 2022-07-05 | 2023-03-03 |
| Glory Sun Securities Limited 寶新證券有限公司 |
RO | Type 9 - Asset management | 2021-12-20 | 2022-07-05 |
| Glory Sun Securities Limited 寶新證券有限公司 |
RO | Type 1 - Dealing in securities | 2018-11-19 | 2024-02-06 |
| Glory Sun Securities Limited 寶新證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2018-11-19 | 2022-09-20 |
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-09-26 | 2018-11-19 |
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2018-09-26 | 2018-11-19 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-09-03 | 2018-09-11 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2018-09-03 | 2018-09-11 |
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2017-04-07 | 2018-08-11 |
| China Galaxy International Futures (Hong Kong) Co., Limited 中國銀河國際期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-04-07 | 2018-08-11 |
| Glory Sun Securities Limited 寶新證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2016-06-21 | 2016-12-31 |
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-05-11 | 2016-12-31 |
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2016-05-11 | 2016-06-21 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2014-03-12 | 2016-04-30 |
| Celestial Commodities Limited 時富商品有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-03-12 | 2016-04-30 |
| China Galaxy International Futures (Hong Kong) Co., Limited 中國銀河國際期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-01-12 | 2014-01-31 |
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-12-23 | 2014-01-31 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2011-03-08 | 2011-12-12 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-03-08 | 2011-12-12 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-10-06 | 2011-03-01 |
| Celestial Commodities Limited 時富商品有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-10-06 | 2011-03-01 |
| Enlighten Securities Limited 名匯證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-05-08 | 2009-09-21 |
| Enlighten Futures Limited 名匯期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-05-08 | 2009-09-21 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2003-09-10 | 2009-05-04 |
| Celestial Commodities Limited 時富商品有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2003-09-10 | 2009-05-04 |
| Celestial Commodities Limited 時富商品有限公司 |
Rep | Type 7 - Providing automated trading services | 2003-09-10 | 2004-03-02 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 7 - Providing automated trading services | 2003-09-10 | 2004-02-19 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yin Cheung Sze during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.